0001341004-14-000126.txt : 20140214 0001341004-14-000126.hdr.sgml : 20140214 20140214082456 ACCESSION NUMBER: 0001341004-14-000126 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Sagent Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001369786 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86638 FILM NUMBER: 14610631 BUSINESS ADDRESS: STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700 CITY: SCHAUMBURG STATE: IL ZIP: 60195 BUSINESS PHONE: 847-908-1604 MAIL ADDRESS: STREET 1: 1901 NORTH ROSELLE ROAD, SUITE 700 CITY: SCHAUMBURG STATE: IL ZIP: 60195 FORMER COMPANY: FORMER CONFORMED NAME: Sagent Holding Co. DATE OF NAME CHANGE: 20090529 FORMER COMPANY: FORMER CONFORMED NAME: NHS PHARMACEUTICALS DATE OF NAME CHANGE: 20060720 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Key Gate Investments Ltd CENTRAL INDEX KEY: 0001518232 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P.O. BOX 146 STREET 2: TRIDENT CHAMBERS CITY: ROAD TOWN STATE: D8 ZIP: TORTOLA BUSINESS PHONE: 852 3556 0183 MAIL ADDRESS: STREET 1: P.O. BOX 146 STREET 2: TRIDENT CHAMBERS CITY: ROAD TOWN STATE: D8 ZIP: TORTOLA SC 13G/A 1 sc13g.htm SCHEDULE 13G, AMENDMENT NO. 2 sc13g.htm
 

 
Page 1 of 11 Pages


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*


Sagent Pharmaceuticals, Inc.
(Name of Issuer)

Common Stock
(Title of Class of Securities)

78669210
(CUSIP Number)

December 31, 2013
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]
  
Rule 13d-1(b)
[   ]
  
Rule 13d-1(c)
[ü]
  
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
 
 
Page 2 of 11 Pages


CUSIP No. 78669210                                     Schedule 13G
 
 
   
1.
Names of Reporting Persons;  I.R.S. Identification Nos. of Above Persons (Entities Only):
Key Gate Investments Limited
     
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions):
     
   
(a)
[   ]
       
   
(b)
[   ]
       
 
 
3.
SEC Use Only:
     
 
 
4.
Citizenship or Place of Organization:
British Virgin Islands
     
 
Number of
Shares
Beneficially
Owned By
Each Reporting
Person With:
5.
Sole Voting Power:
0
6.
Shared Voting Power:
1,012,607
7.
Sole Dispositive Power:
0
8.
Shared Dispositive Power:
1,012,607
 
     
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,012,607
 
     
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): [   ]
 
     
 
11. 
Percent of Class Represented By Amount in Row (9):
3.19%
 
     
 
12. 
Type Of Reporting Person (See Instructions):
CO
 
 
 

 
 
 
Page 3 of 11 Pages


CUSIP No. 78669210                                     Schedule 13G
 
     
   
1.
Names of Reporting Persons;  I.R.S. Identification Nos. of Above Persons (Entities Only):
China Harvest Fund II, L.P.
 
     
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions):
       
   
(a)
[   ]
       
   
(b)
[   ]
 
     
 
3. 
SEC Use Only:
 
     
 
4. 
Citizenship or Place of Organization:
Cayman Islands
 
 
Number of
Shares
Beneficially
Owned By
Each Reporting
Person With:
5. 
Sole Voting Power:
0
6.
Shared Voting Power:
1,012,607
7.
Sole Dispositive Power:
0
8.
Shared Dispositive Power:
1,012,607
 
     
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,012,607
 
     
 
10. 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): [   ]
 
     
 
11. 
Percent of Class Represented By Amount in Row (9):
3.19%
 
     
 
12. 
Type Of Reporting Person (See Instructions):
PN

 
 
 
Page 4 of 11 Pages


CUSIP No.78669210                                      Schedule 13G
 
     
   
1.
Names of Reporting Persons;  I.R.S. Identification Nos. of Above Persons (Entities Only):
China Renaissance Capital Investment II, L.P.
 
     
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions):
     
   
(a)
[   ]
       
   
(b)
[   ]
 
     
 
3.
SEC Use Only:
 
     
 
4. 
Citizenship or Place of Organization:
Cayman Islands
 
 
Number of
Shares
Beneficially
Owned By
Each Reporting 
Person With:
5.
Sole Voting Power:
0
6.
Shared Voting Power:
1,012,607
7.
Sole Dispositive Power:
0
8. 
Shared Dispositive Power:
1,012,607
 
     
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,012,607
 
     
 
10. 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): [   ]
 
     
 
11.
Percent of Class Represented By Amount in Row (9):
3.19%
 
     
 
12. 
Type Of Reporting Person (See Instructions):
PN

 
 
 
Page 5 of 11 Pages


CUSIP No. 78669210                                     Schedule 13G
 
     
   
1.
Names of Reporting Persons;  I.R.S. Identification Nos. of Above Persons (Entities Only):
China Renaissance Capital Investment II GP
 
     
 
2. 
Check the Appropriate Box if a Member of a Group (See Instructions):
       
   
(a)
[   ]
       
   
(b)
[   ]
 
     
 
3. 
SEC Use Only:
 
     
 
4. 
Citizenship or Place of Organization:
Cayman Islands
 
 
Number of
Shares
Beneficially
Owned By
Each Reporting 
Person With:
5.
Sole Voting Power:
0
6.
Shared Voting Power:
1,012,607
7.
Sole Dispositive Power:
0
8. 
Shared Dispositive Power:
1,012,607
 
 
     
 
9.
Aggregate Amount Beneficially Owned by Each Reporting Person:
1,012,607
 
     
 
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions): [   ]
 
     
 
11.
Percent of Class Represented By Amount in Row (9):
3.19%
 
     
 
12.
Type Of Reporting Person (See Instructions):
CO


 
 
 
Page 6 of 11 Pages


ITEM 1(A).
  
NAME OF ISSUER:
 
    
   
Sagent Pharmaceuticals, Inc.
     
ITEM 1(B).
  
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
     
   
1901 North Roselle Road, Suite 700, Schaumburg, Illinois 60195, U.S.A.
     
ITEM 2(A).
  
NAME OF PERSON FILING:
     
   
Key Gate Investments Limited (direct ownership)
   
China Harvest Fund II, L.P.
   
China Renaissance Capital Investment II, L.P.
   
China Renaissance Capital Investment II GP
     
     
   
The foregoing persons are sometimes referred to herein individually as a “Reporting Person” and collectively as the “Reporting Persons.”
     
ITEM 2(B).
  
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
     
   
The address of the principal business office of Key Gate Investments Limited is Trident  Chambers, P.O. Box 146, Road Town, Tortola, British Virgin Islands.  The address of the principal business office of each  of the other Reporting Persons filing this Schedule 13G is M&C Corporate Services Limited, P.O. Box  309GT, Ugland House, South Church Street, George Town, Grand Cayman, Cayman Islands.
     
     
ITEM 2(C).
  
CITIZENSHIP:
     
   
British Virgin Islands:
   
     Key Gate Investments Limited
     
   
Cayman Islands:
   
     China Harvest Fund II, L.P.
   
     China Renaissance Capital Investment II, L.P.
   
     China Renaissance Capital Investment II GP
     
     
     
ITEM 2(D).
  
TITLE OF CLASS OF SECURITIES:
 
    
   
Common Stock


 
 
 
Page 7 of 11 Pages


ITEM 3.
  
NOT APPLICABLE.
     
     
     
ITEM 4.
  
OWNERSHIP:

The percentage ownership of the Reporting Persons as of December 31, 2013 are set forth below..

Reporting Person
Amount beneficially owned:
Percent of class:
Sole power to vote or direct the vote:
Shared power to dispose or to direct the disposition:
Sole power to dispose or to direct the disposition of:
Shared power to dispose or to direct the disposition of:
Key Gate Investments Limited
 
1,012,607
 
3.19%
0
1,012,607
0
1,012,607
China Harvest Fund II, L.P.
 
1,012,607
 
3.19%
0
1,012,607
0
1,012,607
China Renaissance Capital Investment II, L.P.
 
1,012,607
 
3.19%
0
1,012,607
0
1,012,607
 
China Renaissance Capital Investment II GP
 
1,012,607
3.19%
0
1,012,607
0
1,012,607


1,012,607 ordinary shares are held of record and beneficially owned by Key Gate Investments Limited, of which China Harvest Fund II, L.P. owns 97.37%.  China Renaissance Capital Investment II, L.P. is the general partner of China Harvest Fund II, L.P.  China Renaissance Capital Investment II GP is the general partner of  China Renaissance Capital Investment II, L.P.  China Harvest Fund II, L.P. is the majority owner of Key Gate Investments Limited and may be deemed to beneficially own all of the shares held by Key Gate Investments Limited.  Each of China Renaissance Capital Investment II GP and China Renaissance Capital Investment II, L.P. may also be deemed to beneficially own all of the shares held by Key Gate Investments Limited.
 

 
 
 
Page 8 of 11 Pages


ITEM 5.
  
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
     
   
Not applicable
     
ITEM 6.
  
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
     
   
Not applicable
     
ITEM 7.
  
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON:
     
   
Not applicable
     
ITEM 8.
  
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
     
   
Not applicable
     
ITEM 9.
  
NOTICE OF DISSOLUTION OF GROUP:
     
   
Not applicable
     
ITEM 10. 
 
CERTIFICATION:
     
   
Not applicable


 
 
 
Page 9 of 11 Pages

 
SIGNATURE PAGE

 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 
Dated: February 14, 2014

 
 
Key Gate Investments Limited
   
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title: Director
     
     
 
China Harvest Fund II, L.P.
   
   
 
By China Renaissance Capital Investment II, L.P., its general partner
 
By China Renaissance Capital Investment II GP, its general partner
     
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title:  Director
     
     
 
China Renaissance Capital Investment II, L.P.
 
By China Renaissance Capital Investment II GP, its general partner
   
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title:  Director
     
     
 
China Renaissance Capital Investment II GP
     
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title:  Director

 
 
 
 
Page 10 of 11 Pages

 
EXHIBITS


Exhibit 1 
Joint Filing Agreement




EX-99 2 ex1.htm EXHIBIT 1 - JOINT FILING AGREEMENT ex1.htm
Page 11 of 11 Pages
 
 

Exhibit 1

Joint Filing Agreement


We, the signatories of the statement on Schedule 13G to which this Agreement is attached, hereby agree that such statement is, and any amendments thereto filed by any of us will be, filed on behalf of each of us.

Dated: February 14, 2014
 
 
 
Key Gate Investments Limited
   
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title: Director
     
     
 
China Harvest Fund II, L.P.
   
   
 
By China Renaissance Capital Investment II, L.P., its general partner
 
By China Renaissance Capital Investment II GP, its general partner
     
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title:  Director
     
     
 
China Renaissance Capital Investment II, L.P.
 
By China Renaissance Capital Investment II GP, its general partner
   
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title:  Director
     
     
 
China Renaissance Capital Investment II GP
     
     
 
By: 
/s/  Andrew Lo
   
Name:  Andrew Lo
   
Title:  Director